Category: Regulatory Issues

Securities law and/or other regulatory issues pertaining to transfer of corporate stock for mergers, acquisitions, capital raising, within the U.S. or across international borders

Exit and Succession Planning / Regulatory Issues / Wealth Planning & Management

Outsourced Investment Banking for Financial Advisors to Offer Their Business Owner Clients

Since Mid-Market Securities does not conduct any retail stock brokerage business or hold customer accounts (cash or securities), we offer a complementary investment banking service to the practice of independent and affiliated Registered Representatives...

Capital Raising / Mergers & Acquisitions / Regulatory Issues / Selling a Privately Held Company

Does Your Company Need an Investment Banker, M&A Advisor, or Business Broker? Consider the Regulatory Implications.

As with so many things, it depends. Principally, it depends upon whether your company is publicly or privately held, management’s objective, the size of the company and/or its near term growth potential, and management’s...

ESOP - Employee Stock Ownership Plans / Exit and Succession Planning / Family Businesses / Mergers & Acquisitions / Regulatory Issues / Selling a Privately Held Company / Wealth Planning & Management

Considerations for Selling a Company to Its Employees via Employee Stock Ownership Plan (ESOP)

Last week’s Wall Street Journal ran an interesting article in the U.S. print edition, titled “Founders Cash Out, but Do Workers Gain?” (April 18, 2013) The article discusses Employee Stock Ownership Plans, also known...

Clean Technology / Regulatory Issues

California’s “Yes” Vote on Proposition 39 Ballot Initiative Was Good for Renewable Energy

Regardless of where you may sit on the political spectrum, the November elections sure presented interesting, and sometimes surprising results. If you’re in the renewable energy business, here’s one you’ll like. But, it comes...

Clean Technology / Project Finance / Regulatory Issues

Industry Focus: Renewable Energy – What The Election Results Mean

This post will be of interest to those in the renewable energy industries. I attended a highly informative panel discussion/conference call Thursday, November 8, sponsored by Chadbourne & Parke LLP, one of the nation’s...

Category: Regulatory Issues

Outsourced Investment Banking for Financial Advisors to Offer Their Business Owner Clients

Does Your Company Need an Investment Banker, M&A Advisor, or Business Broker? Consider the Regulatory Implications.

Considerations for Selling a Company to Its Employees via Employee Stock Ownership Plan (ESOP)

California’s “Yes” Vote on Proposition 39 Ballot Initiative Was Good for Renewable Energy

Industry Focus: Renewable Energy – What The Election Results Mean

Dickinson Bransford YouTube Channel

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Dickinson Bransford Personal Introduction

Category: Regulatory Issues

Outsourced Investment Banking for Financial Advisors to Offer Their Business Owner Clients

Does Your Company Need an Investment Banker, M&A Advisor, or Business Broker? Consider the Regulatory Implications.

Considerations for Selling a Company to Its Employees via Employee Stock Ownership Plan (ESOP)

California’s “Yes” Vote on Proposition 39 Ballot Initiative Was Good for Renewable Energy

Industry Focus: Renewable Energy – What The Election Results Mean

Dickinson Bransford YouTube Channel

Pages

Categories

Dickinson Bransford Personal Introduction

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