Category: Regulatory Issues

Securities law and/or other regulatory issues pertaining to transfer of corporate stock for mergers, acquisitions, capital raising, within the U.S. or across international borders

Considerations for Selling a Company to Its Employees via Employee Stock Ownership Plan (ESOP)

Last week’s Wall Street Journal ran an interesting article in the U.S. print edition, titled “Founders Cash Out, but Do Workers Gain?” (April 18, 2013)  The article discusses Employee Stock Ownership Plans, also known...